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SEC unveils Spring regulatory agenda


June 18, 2021

The regulator’s short-term plans reflect its legislative ambitions since entering office

The Securities and Exchange Commission (SEC) has filed its Spring 2021 regulatory agenda, outlining short- and long-term regulatory actions that administrative …

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SEC chair instigates proxy rule change reversal


June 4, 2021

The Securities and Exchange Commission (SEC) has begun the process of reversing rule changes brought in under the Trump administration.

Enforcement actions relating to amendments to the proxy voting advice …

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Trump

Democrats to use majority status to revoke Trump-era rulings

ESG regulation is once again at the heart of legislative tensions in the US Senate as Republicans and Democrats lock horns over the recently ESG Enforcement Task Force. Democrat legislators …

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SEC commissioner Allison Lee

SEC listens to investor ESG demands

US regulator commits to an “all agency” approach on ESG and climate

The environmental, social and governance (ESG) debate is quickly gaining momentum at the Securities and Exchange Commission (SEC) under President Biden’s administration.…

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Trump’s anti-ESG influence is quickly starting to unwind

Trump’s anti-ESG influence is quickly starting to unwind

ESG debate moves swiftly forward in the SEC under Biden’s administration

A wave of ESG-related changes in the US administration under Joe Biden’s leadership is unfolding this month, marking the beginning of

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SEC forms climate and ESG taskforce

SEC forms climate and ESG taskforce 

Headed by Kelly Gibson, team will analyse firms’ data submissions around ESG

The Securities and Exchange Commission (SEC) has formed a new taskforce to focus on climate change and ESG-related misconduct.

The 22-strong team …

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Carbon emissions, net-zero

SEC reviewing decade-old climate disclosure rules

The Securities and Exchange Commission (SEC) is reviewing its climate-related disclosure rules for companies, which have not been updated since 2010.

In a statement, …

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SEC creates new senior climate change role

SEC creates new senior climate change role

Regulator likely to pursue policies to incorporate climate risk as part of corporate disclosures

President Joe Biden’s pledge that his inauguration would mark a sea change for climate policy is already in action

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Biden returns US to Paris Agreement and appoints proxy voting advocate

Allison Herren Lee takes the top regulatory job

Joe Biden has already shown his commitment to acting on climate change, bringing the US back into the Paris accord and appointing Allison Herren Lee as acting chair of the Securities and

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CII backs Nasdaq’s proposal to improve diversity on boards

Companies could be delisted if they fail to meet ‘comply or explain’ requirement

The Council of Institutional Investors (CII) has thrown its weight behind Nasdaq’s proposal that would require companies to disclose board diversity or potentially face delisting.

In a …

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