August 26, 2022
Nasdaq CEO Adena Friedman has revealed its ESG unit is the fastest growing part of the business, despite the stock exchange’s lobbying efforts against pro-ESG laws from the SEC. …
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July 15, 2022
The SEC’s amendments to the Trump administration’s 2020 rules only partially address investor concerns over attacks on independence of proxy voting advice
The US Securities and Exchange Commission …
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June 10, 2022
The proposal sets out three types of ESG funds and what they are required to disclose.
The US Securities and Exchange Commission (SEC) has introduced a proposal aiming …
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May 27, 2022
On May 23rd, 2022, The Securities and Exchange Commission (SEC) charged BNY Mellon Investment Advisor, Inc. for misstatements and omissions about ESG considerations in undertaking investment decisions for mutual …
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13 May, 2022
Deadline for comments on The Enhancement and Standardization of Climate-Related Disclosures for Investors, now 17 June 2022.
The Securities and Exchange Commission (SEC) has extended the comment period for …
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May 6, 2022
The charges follow the deadly Brumadinho dam collapse in January 2019.
The Securities and Exchange Commission (SEC) has charged Brazilian mining company Vale S.A. with making “false and misleading” …
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March 25, 2022
New rules requiring US-listed companies to disclose various climate-related risks have been proposed …
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March 11, 2022
The US financial regulator is considering new rules for investment funds marketing themselves as environmental, social and governance (ESG) themed.
The Securities and Exchange Commission’s (SEC) chair Gary Gensler said …
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February 4, 2022
The Securities and Exchange Commission (SEC) is calling for public feedback on a proposed rule requiring companies to disclose links between corporate performance and executive compensation.
The …
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November 19, 2021
The US Securities and Exchange Commission (SEC) has approved several amendments to proxy voting rules to address concerns about the impairment of advice quality.
The new rules follow the ‘Sunshine Act …
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