June 10, 2025
A federal judge has approved US Securities and Exchange Commission (SEC) rules which make it more challenging for shareholders to file proposals at companies’ AGMs.
The …
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November 7th, 2024
A non-profit organisation has called on Microsoft to acknowledge the risks it faces, including greenwashing, due to its partnerships with fossil fuel-linked companies.
In a filing with …
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July 30, 2021
The chair of the US Securities & Exchange Commission (SEC) has asked staff to develop …
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June 18, 2021
The regulator’s short-term plans reflect its legislative ambitions since entering office
The Securities and Exchange Commission (SEC) has filed its Spring 2021 regulatory agenda, outlining short- and long-term regulatory actions that administrative …
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SEC chair instigates proxy rule change reversal
June 4, 2021
The Securities and Exchange Commission (SEC) has begun the process of reversing rule changes brought in under the Trump administration.
Enforcement actions relating to amendments to the proxy voting advice …
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April 23 2021
The move to shift the setting of proxy fees by the New York Stock Exchange (NYSE) to broker-dealer regulatory body Financial Industry Authority (FINRA) is continuing to develop …
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April 23 2021
The financial services sector needs to “rethink our prescriptive approach” to environmental and societal problems, according to a leading US regulator.
Hester Peirce, a commissioner at the Securities and …
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