US regulator the SEC has given the green light to Nasdaq to introduce rules aimed at improving the diversity disclosures of listed companies.
Read MoreThe chair of the US Securities & Exchange Commission (SEC) has asked staff to develop a mandatory climate risk disclosure rule for listed companies.
Read MoreInvestors ask SEC to intervene on Covid disclosures A group of investors have called on the Securities and Exchange Commission to force companies to disclose how the Covid-19 pandemic has affected their business operations. Representatives from 98 asset owners, fund managers, public interest groups, lawyers and trade unions, have asked the SEC to consider new […]
Read MoreSEC outlines planned risk disclosure changes The Securities and Exchange Commission (SEC) is proposing to change its regulations on business, legal proceedings, and risk factor disclosures. The SEC says that the amendments are intended to improve disclosures for investors and to simplify compliance efforts for registrants. Regulation S-K lays out reporting requirements for various SEC filings used […]
Read MoreBoard Diversity: SEC Clarifies Reg S-K Disclosures The staff of the US Securities and Exchange Commission (SEC) has issued two new Compliance & Disclosure Interpretations (116.11 & 133.13) focussing on how companies should consider board diversity in their Regulation S-K disclosures. The interpretations clarify when “self-identified diversity attributes” of directors and director nominees should be disclosed in […]
Read MoreThe US Securities and Exchange Commission (SEC) is seeking comments from companies are encountering as they look to comply with the CEO Pay Ratio disclosure rule which took effect for financial years from 1st January 2017. The rule, hotly debated by business and investors alike, requests companies to disclose the ratio of the median of the annual […]
Read MoreNot to be outdone by the Walker Review this week, the United States Securities and Exchange Commission (the SEC) has released the full text proposals from their July 1st meeting which are aimed at enhancing pre- and post-meeting disclosure and facilitation of the solicitation process for non-management groups. In a 137 page consultation document, for […]
Read MoreA coalition of investors, US state officials and environmental groups have filed a petition with the US Securities and Exchange Commission (SEC) calling on the regulator to force companies to assess and disclose their financial risks from climate change. The petition cites scientific evidence and regulatory developments it claims prove that the risks and opportunities […]
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