The move to shift the setting of proxy fees by the New York Stock Exchange (NYSE) to broker-dealer regulatory body Financial Industry Authority (FINRA) is continuing to develop as an SEC consultation period ended last week (14 April).
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The move to shift the setting of proxy fees by the New York Stock Exchange (NYSE) to broker-dealer regulatory body Financial Industry Authority (FINRA) is continuing to develop as an SEC consultation period ended last week (14 April).
Read More