Law Commission opens consultation on intermediated securities
The Law Commission has published a call for evidence on intermediated securities, the first step in a scoping study, and asked stakeholders for their views and experiences.
With the intention of informing public …
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CEOs backing new governance statement cause a stir
When over 180 of America’s top CEOs signed a new corporate governance agreement that effectively eliminates shareholder primacy and commits to representing the interests of ‘all Americans’, the move was going to …
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US regulator draws internal criticism for pressure over proxy firm influence
The Securities and Exchange Commission has drawn criticism from within its own ranks after pushing investment managers to question and probe the influence proxy voting firms on have on …
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SEC outlines planned risk disclosure changes
The Securities and Exchange Commission (SEC) is proposing to change its regulations on business, legal proceedings, and risk factor disclosures.
The SEC says that the amendments are intended to improve disclosures for investors and …
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The UK’s pension watchdog, The Pensions Regulator, has uncovered a disturbing lack of readiness for the DWP’s upcoming ESG regulations. In a survey of the 100 largest schemes, 80% were …
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The Canadian Securities Administrators (CSA) has become the latest securities regulator to step forward with guidance for quoted companies on climate change risk disclosures.
CSA Staff Notice 51-358 Reporting of Climate Change-related Risks is intended …
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New anti-corruption guidance available from ICGN
This revised and updated version of the original ICGN Anti-Corruption Guidance, published in 2009, clearly delineates between bribery and corruption.
The International Corporate Governance Network (ICGN) has invited responses from members to revisions …
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The Financial Reporting Council (FRC) dealt out a record £43m in fines during the past year for misconduct and breaches, as the regulator accelerated cases to conclusion.
The …
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As the SEC’s Proxy Plumbing saga rumbles on, the Commission has signalled that public companies, shareholders and other stakeholders in the US may soon get the transparency in the proxy system …
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HMRC loses chief to new audit watchdog as Leadsom means business
The chief executive of Her Majesty’s Revenue and Customs service has been confirmed as the person to lead the Financial Reporting Council into the refreshed entity the Audit, Reporting …
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