April 23 2021
The move to shift the setting of proxy fees by the New York Stock Exchange (NYSE) to broker-dealer regulatory body Financial Industry Authority (FINRA) is continuing to develop …
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April 23 2021
The financial services sector needs to “rethink our prescriptive approach” to environmental and societal problems, according to a leading US regulator.
Hester Peirce, a commissioner at the Securities and …
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The UK government has peddled back on its clampdown on foreign takeovers of British firms, raising the threshold at which such deals would face government scrutiny.
The National Security and Investment Bill had proposed that any foreign investment of more …
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The government of Norway is accelerating its agenda on ethical investment with plans to cut thousands of companies from its sovereign wealth fund and proposals to force disclosures by Norwegian businesses on human rights.
The Charity Commission has re-issued guidance to charity trustees to end confusion over expectations for ethical or responsible investment.
Charity trustees had raised concerns over the clarity of the commission’s existing rules. Some said their overriding legal duty was …
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President Joe Biden will order US financial firms to disclose the climate-change risks of their investments, adding to the wave of global regulation on climate and investment.
The plan was announced on 7 April by US climate envoy John Kerry. …
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The Pensions Regulator (TPR) has warned trustees to act to meet new climate change regulations and warned it could take enforcement action against funds that failed to comply with their obligations.…
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Better Finance, the European financial services NGO, has launched a survey of shareholders after the Shareholder Rights Directive II (SRD II) encountered teething issues shortly after launch.
The European …
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Diplomatic tensions over the Xinjiang Uyghur Autonomous Region of China has led to a group of investors renewing their commitment to engage with portfolio companies over suppliers that may be …
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ESG regulation is once again at the heart of legislative tensions in the US Senate as Republicans and Democrats lock horns over the recently ESG Enforcement Task Force. Democrat legislators …
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